Right here, for the establishment of a strong company internal control system; It should be stated that the training of the personnel who will take part in the process and the conscious and programmatic action regarding the obligations are obligatory.
In addition to the recognition and knowledge of the customer, suspicious transaction reporting, revision of the information and documents to be received at certain periods, their preservation and submission when necessary, a follow-up and control mechanism should be established and confirmation should be provided.
There is a need to substantiate and demonstrate the consistency of a risk management system that operates on a transaction, customer, and even product basis.
In addition, companies will benefit from the maturation of the internal audit and corporate governance structure.
The inspections and expectations that have been developing and deepening since the 2010s necessitate the establishment of a system that cannot be exceeded with the submission of classical documents.
Within the scope of the aforementioned regulations, the general approach of the regulatory and supervisory authorities is, “Are the responsibilities and duties against laws and regulations being fulfilled?”, “Are the compliance programs that must be fulfilled by taxpayer institutions carried out in accordance with the legislation?”, “Are the obligations regarding identification and knowing customers duly fulfilled? ?” “Is there a sustainable and accountable internal control system?”, “Is the internal audit performed properly and in accordance with international professional standards?”, “Are there any risky areas and/or blind spots in the activities?”, “Are suspicious transactions followed and reported?”, “Is there any importance given to corporate governance?” We can evaluate it as a regular follow-up, inspection, and management of questions and titles such as the above questions.
Depending on the regulations on laundering proceeds of crime, financing of terrorism, and preventing the proliferation of the financing of weapons of mass destruction, the studies carried out within the scope of regulation and surveillance activities by the Treasury, MASAK, and BIST have contributed to the expansion of sectoral needs.
Teolupus Internal Audit and Risk Management Consulting provide services in the fields of risk management, establishment and development of internal control systems, internal audit, process improvement, and corporate governance, in particular compliance with the legislation, for obliged parties.
Risk management, establishment and development of the internal control system, internal audit, and corporate management are professional fields that require special expertise for the organizations subject to this legislation and are given increasing importance by the public authority. It is important that services in these fields, which have international standards, practice guides, frameworks, ethical rules, certificates, and professional organizations, are provided by competent companies such as Teolupus Internal Audit and Risk Management Consulting.
The development of these interrelated areas and the organization of training will both contribute to the institutionalization level of the enterprises and help them to be more prepared for the public audits to be made. It is beneficial to give importance to these areas and allocate resources.
As it is known, the gray list of our country in 2021 by the Financial Action Task Force (FATF) established within the OECD increases the importance of studies in this area.
Accordingly, it is necessary to continue the training without interruption and regularly participate in these training by all compliance officers, other assurance officers, cashiers, and employees involved in this process, to closely follow the legislation required by the sector, to carefully read the Information Notes we are sending, and especially to the Treasury, MASAK, and BIST (in case of membership)) in order to fulfill the duty obligations without interruption and on time.
Teolupus Internal Audit and Risk Management Consultancy, acting with the mission of contributing to the health management and sustainable growth of enterprises, and acting with the understanding of providing boutique service, with the vision of being the first stakeholder that comes to mind in the search for efficiency and institutionalization of our customers, mainly provides management consultancy services in the following areas:
- Legislation Compliance Services
- Design and Implementation of Internal Control System
- Internal Audit and Enterprise Risk Management Consulting, Strategic
- Franchise Audit
- ERP Consulting
- Human Resources Consulting
- Fixed Assets Consulting
- Digital Transformation Consultancy
- Legal Risk Management Consultancy
- Corporate Governance and Professional Management Consulting
- E-commerce Audit Services
- Cost Optimization Services
- Store Inspection Services